Wire Fraud Risks for Retirement Plan Advisors

Wire Fraud Risks for Retirement Plan Advisors Year after year, cyber crime continues to grow and evolve, including wire fraud risks for retirement plan advisors. Certain industries, including the financial industry, have seen an increase in the number and cost of attacks. Because financial professionals like retirement plan recordkeepers, CPAs and lawyers host large amounts [...]

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Fiduciary Rule and Its Effect on Financial Professionals—Part IV: Individual State Rulings

Fiduciary Rule and Its Effect on Financial Professionals—Part IV: Individual State Rulings A fiduciary rule proposed by the U.S. Department of Labor (DOL) in 2010, has left the industry in flux ever since. With the goal of protecting consumers from conflicting financial advice, the rule has been in debate since 2016. It has been phased [...]

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By | August 13th, 2019|Industry Information, Life Agents, RIA|0 Comments

Fiduciary Rule and Its Effect on Financial Professionals—Part III: What to Do as a Financial Professional

Fiduciary Rule and Its Effect on Financial Professionals—Part III: What to Do as a Financial Professional A fiduciary rule proposed by the U.S. Department of Labor (DOL) in 2010, has left the industry in flux ever since. With the goal of protecting consumers from conflicting financial advice, the rule has been in debate since 2016. [...]

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By | July 19th, 2019|Industry Information, Life Agents, RIA|0 Comments

Fiduciary Rule and Its Effect on Financial Professionals—Part II: Where It Stands Today

Fiduciary Rule and Its Effect on Financial Professionals—Part II: Where It Stands Today A fiduciary rule proposed by the U.S. Department of Labor (DOL) in 2010, has left the industry in flux ever since. With the goal of protecting consumers from conflicting financial advice, the rule has been in debate since 2016. It has been [...]

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By | June 7th, 2019|Industry Information, Life Agents, RIA|0 Comments

Fiduciary Rule and Its Effect on Financial Professionals—Part I: Origins

Fiduciary Rule and Its Effect on Financial Professionals—Part I: Origins A fiduciary rule proposed by the U.S. Department of Labor (DOL) in 2010, has left the industry in flux ever since. With the goal of protecting consumers from conflicting financial advice, the rule has been in debate since 2016. It has been phased in, withdrawn, [...]

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By | May 2nd, 2019|Life Agents, RIA|0 Comments