Expertise. Solutions. Service.

The team at Lockton Affinity Advisor are specialists in the financial services industry, bringing together decades of advisory and financial institution experience. With us, you can find tailored insurance solutions that meet custodian requirements and address top risks, including E&O, Cyber and Crime exposures.

While Lockton Affinity Advisor has our own exclusive, proprietary solutions available, we also offer broad market access to all the top carriers, ensuring you get access to the solution that’s best for you. Plus, all of our solutions are complimented by our unique, best-in-class service, saving you time while providing personalized recommendations and claims advocacy.

Solutions for financial institutions >

Solutions for life agents >

Solutions for RIAs >

OUR OFFERINGS

Solutions are available for:

State & SEC registered RIAs | Private funds | Public funds | Hedge funds | Broker dealers | Hybrid RIA/BD | Family offices | Accountants | Recordkeepers | Third party administrators | Plan sponsors | Other financial institutions

Including insurance for:

• Errors & Omissions
• Cyber Liability
• Crime / Fidelity Bonds Directors & Officers
• ERISA Bonds Insurance
• Financial Institution Bonds
• BOP with General Liability
• EPLI
• Workers’ Compensation

Lockton Affinity Advisor is part of Lockton Companies, one of the world’s largest privately held insurance brokerages. With us, you’ll access the deep knowledge, world-class resources and powerful carrier relationships of one of the largest and most reputable firms in the industry.

TOM SCHRANDT
VP, Partner and Producer

VIDEO

Hear from our veteran
practice leader Tom Schrandt:

Tom Schrandt is a Vice President, Partner and Producer at Lockton Affinity, where he has assisted financial professionals with their commercial insurance needs since 1998.

RESOURCES

Risk management resources
for financial professionals

E&O
Actionable insights for today’s RIAs

Read now >

Cyber
Prepare for the latest FI cyber risks

Read now >

White paper

Fighting Cyber Fraud:
Introduction to Cyber Insurance

FAQs

Lockton Affinity Advisor FAQs

The Lockton Affinity Advisor Insurance Program has partnered with the National Association of Plan Advisors, part of the American Retirement Association, to provide retirement plan professionals with the resources and protection needed to protect your legacy and grow your business.

Learn more >

12+

FI INDUSTRY EXPERTS

30

ACCESSIBLE MARKETS

60+

YEARS COMBINED EXPERIENCE

ABOUT US

We’re more than just insurance experts—
we’re specialists in the FI industry.

Lockton Affinity Advisor was created specifically to serve the needs of the FI industry. In particular, we are known for being specialists in the RIA space. As an independent broker with world-class resources, we have the freedom to find a custom-fit solution for every client, whether with one of our proprietary solutions or with one of the many open market options we write for.

INDUSTRY EXPERTISE

Work with experienced FI industry professionals who make the entire process easy from start to finish.

COMPREHENSIVE COVERAGE

Access to one of the broadest arrays of options available, including custom-fit, full-service solutions.

BEST-IN-CLASS SERVICE

Contact us and talk to a real person for consultation, coverage setup and service of your account.

Tailored insurance solutions

At Lockton Affinity Advisor, we work with a wide variety of financial professionals. Find a custom solution for your business today.

Contact us

If you have any questions about the Lockton Affinity Advisor Insurance Program, please call one of our knowledgeable Associates today or fill out our contact form.

(844) 406-5958
Phones are answered Monday through Friday, 7 AM to 5:30 PM (CST).