INSURANCE FOR FINANCIAL INSTITUTIONS
Resources. Access. Solutions.
At Lockton Affinity Advisor, we are financial institution coverage specialists. We are proud to offer world-class resources, global market access and comprehensive solutions to meet your unique needs.
As an independent broker that’s part of Lockton Companies, we look forward to finding you the perfect custom-fit solution, whether with one of our proprietary options or with one of the many open market solutions we write for.
OUR OFFERINGS
Comprehensive coverage solutions
Lockton Affinity Advisor offers comprehensive, customizable protection designed for investment professionals.
Officers
Including an exclusive,
proprietary option
Insurance
Including an exclusive,
proprietary option
Compensation
Including a
pay-as-you-go
option
Liability
Including stand-alone
first-party and
endorsement options
Omissions
Including optional
alternative fiduciary
coverage
Income Security Act
(ERISA) Bonds
Including Plan
Sponsor Bonds
ERISA Bonds
Including ERISA
Section 412
Compliance Bonds
Practices Liability
Including Failure to
Make Partner coverage
EXPERTISE FOR YOU
We’ve been in your shoes.
At Lockton Affinity Advisor, we know there’s no substitute for real-world experience. Our team are experts in the FI industry because many of them have been in your shoes. A number of our brokers even spent part of their careers as financial advisors.
We bring our industry knowledge and experience forward to the insurance world. We understand your challenges, and we have a range of innovative policy coverage options and insurance solutions to suit. Our tailored solutions meet industry requirements and address key risks, including E&O, Cyber and Crime exposures.
We aim to offer the best of both worlds — including exclusive, proprietary solutions, plus broad market access to all the top carriers. Best of all, our coverage is complimented by our high level of service, including personalized recommendations and claims advocacy.
FI SOLUTIONS
Protection for your business
Lockton Affinity Advisor is able to meet the needs of a broad variety of clients. We routinely work with a number of professions within the FI space, including:
State & SEC registered RIAs | Broker dealers | Hybrid RIA/BD | Private funds | Public funds | Hedge funds | Family offices | Accountants | Recordkeepers | Third party administrators | Plan sponsors and more
FI business solutions
We offer tailored coverage solutions including:
| • Errors & Omissions* | • Financial Institution Bonds |
| • Cyber Liability* | • BOP with General Liability |
| • Crime / Fidelity Bonds | • Employment Practices Liability |
| • Directors & Officers* | • Workers’ Compensation |
| • ERISA Bonds Insurance |
*Exclusive and open-market coverage options available
TAILORED INSURANCE
Explore solutions
If you are interested in coverage for life agents or RIAs, Lockton Affinity Advisor has specialized solutions.
Contact us
If you have any questions about the Lockton Affinity Advisor Insurance Program, please call one of our knowledgeable Associates today or fill out our contact form.
(844) 406-5958
Phones are answered Monday through Friday, 7 AM to 5:30 PM (CST).
