Managing risk as a registered investment advisor is key in today’s litigious environment. Problems with clients are not uncommon and can result in claimed losses for which the advisor is often blamed. Lawsuits that follow can take years to resolve, [...]
Artificial intelligence has taken off over the last several years, with a promise to potentially reshape the way people live and work. With the AI revolution, comes opportunities for businesses and others to benefit from cost savings and streamline their [...]
Despite being in the industry for years, many advisors are still surprised at the complexity of the litigation process involving an RIA claim. In this article, we take a look at the anatomy of an RIA lawsuit, including the stages [...]
LOCKTON AFFINITY, LLC.
10895 Lowell Avenue, Suite 300 | Overland Park, KS 66210
(844) 406-5958 | [email protected]
MAILING ADDRESS: PO Box 410679 | Kansas City, MO 64141
The Lockton Affinity Advisor Insurance program is administered by Lockton Affinity, LLC d/b/a Lockton Affinity Insurance Brokers LLC in California #0795478. Coverage is subject to actual policy terms and conditions. Policy benefits are the sole responsibility of the issuing insurance company. Coverage may be provided by an excess/surplus lines insurer which is not licensed by or subject to the supervision of the insurance department of your state of residence. Policy coverage forms and rates are not subject to regulation by the insurance department of your state of residence. Excess/Surplus lines insurers do not generally participate in state guaranty funds and therefore insureds are not protected by such funds in the event of the insurer’s insolvency. Sponsors may receive a royalty fee for the licensing of its name and trademarks as part of the insurance program offered to the extent permitted by applicable law. Not available in all states.
Copyright © Lockton Companies. | Terms of Use | Privacy Policy | Compensation Disclosure